Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allen Michael Kay | 4474917 | 16 | 07/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Michael Kay | 4474917 | 16 | 07/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Michael Kay | 4474917 | 16 | 07/21/2008 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Allen Michael Kay | 4474917 | 16 | 07/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Michael Kay | 4474917 | 16 | 07/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Michael Kay | 4474917 | 16 | 06/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |