Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allen Michael Kay | 4474917 | 16 | 12/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allen Michael Kay | 4474917 | 16 | 01/03/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Allen Michael Kay | 4474917 | 16 | 12/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Michael Kay | 4474917 | 16 | 10/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Michael Kay | 4474917 | 16 | 10/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Michael Kay | 4474917 | 16 | 09/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Michael Kay | 4474917 | 16 | 09/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Michael Kay | 4474917 | 16 | 09/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Michael Kay | 4474917 | 16 | 09/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Michael Kay | 4474917 | 16 | 07/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |