Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gavin Wade Koenig | 2572529 | 1 | 09/22/2015 | Customer Dispute | Withdrawn | $99,999.00 | $0.00 | See FINRA Report |
| Charles Patrick McCurdy | 4378350 | 1 | 06/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Dewayne Adams | 2035244 | 1 | 04/15/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Neal Dryton Smith | 4210693 | 1 | 08/31/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |