Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Scott Berry | 4880748 | 1 | 06/19/2006 | Customer Dispute | Denied | $43,500.00 | $0.00 | See FINRA Report |
| Ashley Layne Hodge | 2446988 | 1 | 05/26/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linda Clair Mills | 845952 | 6 | 06/27/1995 | Customer Dispute | Settled | $22,789.00 | $0.00 | See FINRA Report |
| Thomas Chad Atkins | 2459496 | 1 | 01/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |