Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Smith Rankin | 2862826 | 1 | 11/12/2002 | Customer Dispute | Denied | $14,267.70 | $0.00 | See FINRA Report |
| Eric Gray Knauss | 1292814 | 1 | 10/01/1987 | Customer Dispute | Settled | $17,300.00 | $0.00 | See FINRA Report |