Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aeon Capital Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Allen Thelen | 1924966 | 12 | 09/08/2010 | Customer Dispute | Denied | $7,920.00 | $0.00 | See FINRA Report |
| Thae Bok Kweon | 4831044 | 2 | 05/03/2010 | Customer Dispute | Denied | $22,200.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 12/16/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan David Lewis | 5406607 | 1 | 01/08/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 05/09/2008 | Customer Dispute | Closed-No Action | $15,900.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 09/06/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Allen Thelen | 1924966 | 12 | 03/23/2007 | Customer Dispute | Settled | $113,313.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 03/22/2006 | Customer Dispute | Settled | $56,000.00 | $0.00 | See FINRA Report |
| Timothy Allen Thelen | 1924966 | 12 | 08/30/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vincent Michael Bruno | 1845833 | 6 | 04/29/1999 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |