Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Prakash Devendranath Simha | 2970036 | 4 | 07/06/2013 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Prakash Devendranath Simha | 2970036 | 4 | 07/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Prakash Devendranath Simha | 2970036 | 4 | 05/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Prakash Devendranath Simha | 2970036 | 4 | 12/08/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |