Our Staff has compiled our research into a database of FINRA Broker Disclosures for Carter, Terry & Company, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Leonard Perkins | 360323 | 3 | 02/22/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Joe Terry | 1051586 | 2 | 03/12/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Lee Bradley | 1157140 | 14 | 09/21/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Wear Malone | 1623729 | 6 | 06/29/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Joe Terry | 1051586 | 2 | 02/07/1992 | Customer Dispute | Award / Judgment | $26,916.00 | $12,250.00 | See FINRA Report |
| Paul Leslie Dranove | 1400006 | 4 | 11/06/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Leslie Dranove | 1400006 | 4 | 09/24/1990 | Customer Dispute | Settled | $181,000.00 | $0.00 | See FINRA Report |
| Charles Lee Bradley | 1157140 | 14 | 07/18/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Theodore Eramian | 724715 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Leslie Dranove | 1400006 | 4 | 05/27/1988 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |