Our Staff has compiled our research into a database of FINRA Broker Disclosures for Carter, Terry & Company, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trava Lance Williams | 2437216 | 17 | 05/26/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Lee Bradley | 1157140 | 14 | 11/19/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Lee Bradley | 1157140 | 14 | 06/19/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Shaun Dalton | 4985213 | 7 | 05/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wayne Wear Malone | 1623729 | 6 | 02/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Shaun Dalton | 4985213 | 7 | 06/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Trava Lance Williams | 2437216 | 17 | 01/30/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Lee Bradley | 1157140 | 14 | 10/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Trava Lance Williams | 2437216 | 17 | 10/10/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Shaun Dalton | 4985213 | 7 | 09/12/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |