Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James David Dondero | 2477893 | 6 | 07/20/2018 | Customer Dispute | Pending | $425,000.00 | $0.00 | See FINRA Report |
| James David Dondero | 2477893 | 6 | 02/13/2013 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| James David Dondero | 2477893 | 6 | 01/31/2011 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| James David Dondero | 2477893 | 6 | 03/29/2009 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |