Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pacific Investment Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Barnes Haessler | 810534 | 2 | 06/17/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Scott Smith | 427565 | 2 | 09/23/1991 | Customer Dispute | Award / Judgment | $500.00 | $500.00 | See FINRA Report |
| Frank Scott Smith | 427565 | 2 | 11/27/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Barnes Haessler | 810534 | 2 | 12/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |