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FINRA Broker Disclosures for First Dominion Capital Corp.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Dominion Capital Corp.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 23 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Scot Galinsky15139261104/17/2018RegulatoryFinal$0.00$0.00See FINRA Report
John Scot Galinsky15139261108/07/2015RegulatoryFinal$0.00$0.00See FINRA Report
Christopher Francis Anci2747555204/23/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Christopher Francis Anci2747555212/31/2013RegulatoryFinal$0.00$0.00See FINRA Report
John Scot Galinsky15139261107/09/2013Customer DisputeAward / Judgment$900,000.00$1,193,250.00See FINRA Report
John William Eugster2776666706/05/2007RegulatoryFinal$0.00$0.00See FINRA Report
John Scot Galinsky15139261104/24/2006Employment Separation After Allegations$0.00$0.00See FINRA Report
John William Eugster2776666707/11/2005Employment Separation After Allegations$0.00$0.00See FINRA Report
John Scot Galinsky15139261107/13/2000Customer DisputeSettled$138,000.00$0.00See FINRA Report
Donald Martin Schreiber1840340206/12/2000Customer DisputeSettled$49,553.00$0.00See FINRA Report

23 Results

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