Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stern Brothers & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Reginald Upton Scantlebury | 1346437 | 2 | 12/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jesse Bridger Bever | 5339591 | 1 | 01/13/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Lewis Cosner | 840589 | 1 | 11/03/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Reginald Upton Scantlebury | 1346437 | 2 | 01/25/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Augostino | 1740147 | 1 | 08/05/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |