Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jessie Dennis Dwayne Thompson | 2278926 | 2 | 02/23/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard David Allen | 1292788 | 3 | 08/01/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard David Allen | 1292788 | 3 | 01/15/2009 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard David Allen | 1292788 | 3 | 04/18/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jessie Dennis Dwayne Thompson | 2278926 | 2 | 04/18/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |