Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Brian Poticny | 1175303 | 6 | 05/26/2012 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Frank Brian Poticny | 1175303 | 6 | 06/15/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Brian Poticny | 1175303 | 6 | 10/25/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Brian Poticny | 1175303 | 6 | 03/22/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Brian Poticny | 1175303 | 6 | 03/03/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Brian Poticny | 1175303 | 6 | 02/25/2000 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |