Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randolf John Albers | 850048 | 6 | 03/24/2015 | Customer Dispute | Settled | $51,000.00 | $0.00 | See FINRA Report |
| Randolf John Albers | 850048 | 6 | 12/17/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randolf John Albers | 850048 | 6 | 01/14/2013 | Customer Dispute | Settled | $275,907.00 | $0.00 | See FINRA Report |
| Randolf John Albers | 850048 | 6 | 10/14/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Randolf John Albers | 850048 | 6 | 03/14/2011 | Customer Dispute | Settled | $1,590,000.00 | $0.00 | See FINRA Report |
| Randolf John Albers | 850048 | 6 | 01/06/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |