Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Strachan Hackley | 4899317 | 3 | 12/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Michael Harrison | 2436588 | 13 | 11/25/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Kuruvilla | 1000316 | 5 | 07/23/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Michael Harrison | 2436588 | 13 | 07/20/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Howard Busey | 2982127 | 5 | 07/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Michael Harrison | 2436588 | 13 | 07/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Adebayor Iposu | 1891301 | 1 | 04/08/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Agliata | 1317693 | 4 | 03/14/2009 | Customer Dispute | Settled | $131,081.00 | $0.00 | See FINRA Report |
| Arthur R Vignoli | 1617247 | 1 | 10/09/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Allen Sturges | 4265320 | 4 | 09/19/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |