Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Strachan Hackley | 4899317 | 3 | 05/02/2011 | Customer Dispute | Denied | $21,042.60 | $0.00 | See FINRA Report |
| John Stuart Eary | 1726968 | 1 | 01/05/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Agliata | 1317693 | 4 | 10/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Michael Harrison | 2436588 | 13 | 06/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Michael Harrison | 2436588 | 13 | 06/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Howard Busey | 2982127 | 5 | 05/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey William Hanretty | 2635220 | 3 | 05/03/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Michael Harrison | 2436588 | 13 | 04/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ernie Bernard Plourde | 1222732 | 3 | 12/14/2009 | Customer Dispute | Settled | $16,131.00 | $0.00 | See FINRA Report |
| Jay Michael Harrison | 2436588 | 13 | 12/07/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |