Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Howard Busey | 2982127 | 5 | 06/11/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
George Kuruvilla | 1000316 | 5 | 03/27/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joseph Allen Sturges | 4265320 | 4 | 08/24/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Lamont Percell Parker | 2946241 | 6 | 07/24/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Allen Sturges | 4265320 | 4 | 05/30/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jay Michael Harrison | 2436588 | 13 | 04/16/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jay Michael Harrison | 2436588 | 13 | 04/16/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jay Michael Harrison | 2436588 | 13 | 04/10/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Howard Busey | 2982127 | 5 | 10/17/2011 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
Gerald Anthony Skrzycki | 2156803 | 1 | 08/29/2011 | Customer Dispute | Closed-No Action | $210,000.00 | $0.00 | See FINRA Report |