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FINRA Broker Disclosures for Lifemark Securities Corp.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.

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Displaying 51-60 out of 118 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Howard Busey2982127506/11/2013Judgment / Lien$0.00$0.00See FINRA Report
George Kuruvilla1000316503/27/2013Judgment / Lien$0.00$0.00See FINRA Report
Joseph Allen Sturges4265320408/24/2012RegulatoryFinal$0.00$0.00See FINRA Report
Lamont Percell Parker2946241607/24/2012RegulatoryFinal$0.00$0.00See FINRA Report
Joseph Allen Sturges4265320405/30/2012RegulatoryFinal$0.00$0.00See FINRA Report
Jay Michael Harrison24365881304/16/2012Judgment / Lien$0.00$0.00See FINRA Report
Jay Michael Harrison24365881304/16/2012Judgment / Lien$0.00$0.00See FINRA Report
Jay Michael Harrison24365881304/10/2012Judgment / Lien$0.00$0.00See FINRA Report
John Howard Busey2982127510/17/2011Customer DisputeSettled$1,200,000.00$0.00See FINRA Report
Gerald Anthony Skrzycki2156803108/29/2011Customer DisputeClosed-No Action$210,000.00$0.00See FINRA Report

118 Results

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