Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Devin Ashley Born | 2275635 | 3 | 09/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Devin Ashley Born | 2275635 | 3 | 08/11/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Kuruvilla | 1000316 | 5 | 06/10/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Michael Harrison | 2436588 | 13 | 04/30/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ernie Bernard Plourde | 1222732 | 3 | 03/21/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cathy L Cristman | 5770223 | 1 | 03/14/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ernie Bernard Plourde | 1222732 | 3 | 01/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Natalia M Zimnoch | 6653881 | 1 | 11/07/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Kuruvilla | 1000316 | 5 | 07/29/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Michael Harrison | 2436588 | 13 | 06/27/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |