Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Alan Morris | 1040140 | 1 | 03/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eddie Charles Williams | 2239318 | 2 | 01/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Allen Fox | 4146109 | 1 | 07/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Rodger Pineda | 2337780 | 2 | 06/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Howard Busey | 2982127 | 5 | 05/25/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Alan Baum | 4132693 | 2 | 04/05/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel E Barber | 4750380 | 3 | 03/27/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Samuel E Barber | 4750380 | 3 | 02/22/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Michael Wolterstorff | 2711805 | 4 | 01/15/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Agliata | 1317693 | 4 | 09/30/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |