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FINRA Broker Disclosures for Lifemark Securities Corp.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 118 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert J Murphy718738207/27/2023Customer DisputeDenied$99,706.70$0.00See FINRA Report
Andrew Wesley Hughes5814994207/18/2023FinancialFinal$0.00$0.00See FINRA Report
Devin Ashley Born2275635306/09/2023RegulatoryFinal$0.00$0.00See FINRA Report
Alan Stephen Pransky1399836201/03/2023Customer DisputeSettled$50,000.00$0.00See FINRA Report
Jeffrey Seth Morrison3200399111/08/2022Customer DisputeSettled$50,000.00$0.00See FINRA Report
Garrett Wayne Moretz4086791510/31/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Michael Rodger Pineda2337780208/15/2022Customer DisputeSettled$75,000.00$0.00See FINRA Report
Garrett Wayne Moretz4086791507/14/2022Customer DisputeSettled$154,500.00$0.00See FINRA Report
Patrick Christopher Durst6328382206/30/2022Customer DisputeSettled$300,000.00$0.00See FINRA Report
Alexander Strachan Hackley4899317306/30/2022Customer DisputeSettled$300,000.00$0.00See FINRA Report

118 Results

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