Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert J Murphy | 718738 | 2 | 07/27/2023 | Customer Dispute | Denied | $99,706.70 | $0.00 | See FINRA Report |
Andrew Wesley Hughes | 5814994 | 2 | 07/18/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Devin Ashley Born | 2275635 | 3 | 06/09/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Alan Stephen Pransky | 1399836 | 2 | 01/03/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Jeffrey Seth Morrison | 3200399 | 1 | 11/08/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Garrett Wayne Moretz | 4086791 | 5 | 10/31/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael Rodger Pineda | 2337780 | 2 | 08/15/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
Garrett Wayne Moretz | 4086791 | 5 | 07/14/2022 | Customer Dispute | Settled | $154,500.00 | $0.00 | See FINRA Report |
Patrick Christopher Durst | 6328382 | 2 | 06/30/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Alexander Strachan Hackley | 4899317 | 3 | 06/30/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |