Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Smith | 1622928 | 1 | 08/30/2001 | Customer Dispute | Closed-No Action | $8,751.00 | $0.00 | See FINRA Report |
| Alma Darnell Irving | 1187897 | 3 | 05/17/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lamont Percell Parker | 2946241 | 6 | 01/01/1999 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Richard Hughes von Hurst | 1165149 | 1 | 09/14/1998 | Customer Dispute | Settled | $1,383.00 | $0.00 | See FINRA Report |
| Alma Darnell Irving | 1187897 | 3 | 07/13/1998 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Alan Stephen Pransky | 1399836 | 2 | 04/17/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Frederic Steven Scarpulla | 2050038 | 3 | 02/05/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Allen Sturges | 4265320 | 4 | 04/25/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frederic Steven Scarpulla | 2050038 | 3 | 04/14/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frederic Steven Scarpulla | 2050038 | 3 | 10/26/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |