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FINRA Broker Disclosures for Lifemark Securities Corp.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.

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Displaying 91-100 out of 118 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Paul Agliata1317693402/23/2005Customer DisputeSettled$104,000.00$0.00See FINRA Report
Bradley Kenneth Maikranz2816423311/18/2004Customer DisputeSettled$92,000.00$0.00See FINRA Report
Brendan Jay Schafer1345447205/07/2004RegulatoryFinal$0.00$0.00See FINRA Report
Brendan Jay Schafer1345447209/27/2002Customer DisputeSettled$60,000.00$0.00See FINRA Report
Geoffrey Michael Wolterstorff2711805409/11/2002Customer DisputeDenied$7,354.00$0.00See FINRA Report
Lamont Percell Parker2946241608/06/2002RegulatoryFinal$0.00$0.00See FINRA Report
Ye Edward Huang3006743107/25/2002Customer DisputeDenied$0.00$0.00See FINRA Report
James Dabney McMurray1225777105/16/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Mel Piasek2624748104/26/2002Customer DisputeDenied$5,085.81$0.00See FINRA Report
Edwin Lindsay Marston866155109/04/2001Customer DisputeSettled$50,665.80$0.00See FINRA Report

118 Results

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