Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Ashley Iobst | 3200819 | 1 | 04/27/2005 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Paul Agliata | 1317693 | 4 | 02/23/2005 | Customer Dispute | Settled | $104,000.00 | $0.00 | See FINRA Report |
| Bradley Kenneth Maikranz | 2816423 | 3 | 11/18/2004 | Customer Dispute | Settled | $92,000.00 | $0.00 | See FINRA Report |
| Brendan Jay Schafer | 1345447 | 2 | 09/27/2002 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Geoffrey Michael Wolterstorff | 2711805 | 4 | 09/11/2002 | Customer Dispute | Denied | $7,354.00 | $0.00 | See FINRA Report |
| Ye Edward Huang | 3006743 | 1 | 07/25/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Dabney McMurray | 1225777 | 1 | 05/16/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mel Piasek | 2624748 | 1 | 04/26/2002 | Customer Dispute | Denied | $5,085.81 | $0.00 | See FINRA Report |
| Edwin Lindsay Marston | 866155 | 1 | 09/04/2001 | Customer Dispute | Settled | $50,665.80 | $0.00 | See FINRA Report |
| Robert Joseph Smith | 1622928 | 1 | 08/30/2001 | Customer Dispute | Closed-No Action | $8,751.00 | $0.00 | See FINRA Report |