Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifemark Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel E Barber | 4750380 | 3 | 02/22/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ernie Bernard Plourde | 1222732 | 3 | 01/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Howard Busey | 2982127 | 5 | 10/17/2011 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Gerald Anthony Skrzycki | 2156803 | 1 | 08/29/2011 | Customer Dispute | Closed-No Action | $210,000.00 | $0.00 | See FINRA Report |
| Alexander Strachan Hackley | 4899317 | 3 | 05/02/2011 | Customer Dispute | Denied | $21,042.60 | $0.00 | See FINRA Report |
| Ernie Bernard Plourde | 1222732 | 3 | 12/14/2009 | Customer Dispute | Settled | $16,131.00 | $0.00 | See FINRA Report |
| Alexander Strachan Hackley | 4899317 | 3 | 12/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Agliata | 1317693 | 4 | 03/14/2009 | Customer Dispute | Settled | $131,081.00 | $0.00 | See FINRA Report |
| Joseph Allen Sturges | 4265320 | 4 | 09/19/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert J Murphy | 718738 | 2 | 03/10/2006 | Customer Dispute | Denied | $22,721.50 | $0.00 | See FINRA Report |