Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edwin Contreras | 4664057 | 3 | 03/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adrian Laertes Goram | 7575962 | 4 | 03/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Ragadi Sucab | 6172106 | 3 | 03/02/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ramiro A Gomez | 6476578 | 7 | 02/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Ragadi Sucab | 6172106 | 3 | 01/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francis Franco | 5813404 | 1 | 01/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Paris Patrick | 1419385 | 3 | 01/04/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey John Blochowiak | 2235462 | 3 | 12/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcella Marie Blochowiak | 2319151 | 5 | 12/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn D Drake | 5076754 | 2 | 11/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |