Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel J Charlier | 3104464 | 25 | 11/25/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Veena Gandhi | 4743028 | 1 | 11/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angelo Gurrieri | 2859175 | 1 | 10/27/2008 | Customer Dispute | Denied | $8,613.00 | $0.00 | See FINRA Report |
| Cindy Qi Zheng | 2592428 | 1 | 10/27/2008 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Barry Charles King | 3128658 | 9 | 10/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Contreras | 4664057 | 3 | 10/21/2008 | Customer Dispute | Denied | $7,641.00 | $0.00 | See FINRA Report |
| Shawn Edward Villalovos | 4152968 | 5 | 10/17/2008 | Customer Dispute | Closed-No Action | $37,473.90 | $0.00 | See FINRA Report |
| Shawn Edward Villalovos | 4152968 | 5 | 10/17/2008 | Customer Dispute | Closed-No Action | $49,191.30 | $0.00 | See FINRA Report |
| William Charles Billings | 2220399 | 4 | 10/02/2008 | Customer Dispute | Denied | $187,475.00 | $0.00 | See FINRA Report |
| Robert Paul Hadowanetz | 4277622 | 7 | 10/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |