Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Florencio Volante | 2995343 | 4 | 05/03/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Attila Zsigmond | 4177498 | 3 | 04/13/2010 | Customer Dispute | Denied | $9,310.35 | $0.00 | See FINRA Report |
| Robert Paul Hadowanetz | 4277622 | 7 | 04/12/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sarah Frenczak | 4581697 | 3 | 03/29/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Teresita Dispo Del Rosario | 2551271 | 6 | 03/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna F Burke | 5524446 | 5 | 03/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jesus Maymi | 2502999 | 6 | 03/11/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chung Ming Lee | 2958149 | 2 | 01/21/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Scinto | 1922240 | 5 | 12/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Alan Gaylord | 869950 | 6 | 12/21/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |