Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blake Northup Jordan | 4390380 | 1 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sergio I Xula | 4919754 | 1 | 02/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Conrado Delacruz | 4684037 | 1 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victor Nelson Lee | 1157658 | 2 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Jeffrey Hagen | 4439209 | 2 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramon Limjoco Cunamay | 2592616 | 1 | 12/22/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Willard Lance Scott | 2583080 | 1 | 11/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Junwei Liu | 3111230 | 1 | 11/19/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Paladio Cordero | 2209950 | 3 | 11/12/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Toon Fuhtrakoon | 6633259 | 2 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |