Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Nathan Shorack | 4141207 | 2 | 04/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna F Burke | 5524446 | 5 | 03/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Lee Strawn | 2306975 | 1 | 03/22/2023 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Laura Patricia Ferro | 6749136 | 3 | 03/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Louise Beaulac | 5057768 | 1 | 03/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rashid A Bokhari | 1679170 | 2 | 02/17/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Gene Coppa | 5975624 | 6 | 02/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Lanskey | 6379164 | 1 | 02/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Julia Andrea White | 5028038 | 1 | 01/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rusty Allen Hood | 4890998 | 1 | 01/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |