Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jarrod Bruce Hendricks | 3106404 | 5 | 11/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lea Goleta Reyes | 6906558 | 1 | 11/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elena de Molina | 5696176 | 10 | 10/26/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Yanzhang Jan Liu | 2478631 | 1 | 10/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evangelina B Parambita Milner | 6242296 | 8 | 10/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evangelina B Parambita Milner | 6242296 | 8 | 10/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Spencer Whittaker | 4501619 | 3 | 10/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evangelina B Parambita Milner | 6242296 | 8 | 10/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evangelina B Parambita Milner | 6242296 | 8 | 10/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evangelina B Parambita Milner | 6242296 | 8 | 09/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |