Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ross William Bergeron | 7479008 | 1 | 09/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramiro A Gomez | 6476578 | 7 | 08/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pedro Sacbibit Magno | 6773565 | 7 | 08/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gene Coppa | 5975624 | 6 | 08/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Patricia Ferro | 6749136 | 3 | 08/04/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Yuemei Ding | 5421937 | 1 | 07/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pedro Sacbibit Magno | 6773565 | 7 | 07/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Knieriemen | 6810162 | 3 | 06/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Knieriemen | 6810162 | 3 | 06/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Yzaguirre | 2553963 | 1 | 06/04/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |