Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jjean-Claude Valdez Baldivino | 6743051 | 4 | 04/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Violeta Ramos Sotelo | 7508232 | 1 | 04/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gene Coppa | 5975624 | 6 | 04/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tana Hausch | 7329090 | 3 | 03/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Stewart Braun | 3256589 | 1 | 03/23/2021 | Customer Dispute | Settled | $7,507.60 | $0.00 | See FINRA Report |
| Emilio Garcia | 5077462 | 6 | 03/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tana Hausch | 7329090 | 3 | 03/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angel Aragon | 5663829 | 1 | 02/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gene Coppa | 5975624 | 6 | 02/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Ryan Field | 7623032 | 2 | 02/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |