Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robin Jay Bundy | 1201496 | 6 | 09/19/2001 | Customer Dispute | Settled | $212,136.00 | $0.00 | See FINRA Report |
| Bobby Allen Gaston | 1708187 | 2 | 10/27/2000 | Customer Dispute | Settled | $20,550.00 | $0.00 | See FINRA Report |
| Mariano Cinardi | 3125426 | 1 | 10/09/2000 | Customer Dispute | Settled | $24,666.70 | $0.00 | See FINRA Report |
| Si Ba Hoang | 2490859 | 1 | 08/02/2000 | Customer Dispute | Settled | $10,878.80 | $0.00 | See FINRA Report |
| Kha Ba Tran | 2121624 | 1 | 05/11/2000 | Customer Dispute | Settled | $418,000.00 | $0.00 | See FINRA Report |
| Edward Joseph Mylett | 2430895 | 1 | 08/04/1999 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| James Peter Boudouris | 2050302 | 1 | 08/11/1995 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Charles David Kreider | 1065388 | 2 | 05/20/1980 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |