Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lunar Balanza | 6085205 | 1 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phillip Bising Lin | 2745446 | 2 | 06/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan D Linder | 4625403 | 3 | 06/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Paladio Cordero | 2209950 | 3 | 05/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jesus Maymi | 2502999 | 6 | 05/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Tin Chee Wong | 7428158 | 3 | 05/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Tin Chee Wong | 7428158 | 3 | 05/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daryl Lawrence Brayton | 6117188 | 1 | 03/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Contreras | 4664057 | 3 | 03/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Franklin Ragadi Sucab | 6172106 | 3 | 01/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |