Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Lanskey | 6379164 | 1 | 02/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Julia Andrea White | 5028038 | 1 | 01/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rusty Allen Hood | 4890998 | 1 | 01/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle P Lee | 2921757 | 4 | 01/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Pham | 2447712 | 5 | 11/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan D Linder | 4625403 | 3 | 10/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Roy Wong | 5888899 | 1 | 09/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kris Lavar Stevenson | 3035247 | 2 | 07/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kris Lavar Stevenson | 3035247 | 2 | 07/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Anthony Nash | 5410794 | 6 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |