Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Alberto Palazzi | 5511653 | 2 | 10/19/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ward Douglas Lyon | 5449467 | 2 | 08/22/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Alberto Palazzi | 5511653 | 2 | 08/15/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseromer Deleon Cruz | 4087957 | 1 | 08/07/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna F Burke | 5524446 | 5 | 08/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna F Burke | 5524446 | 5 | 08/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Norman Lamont Dunbar | 1446196 | 4 | 06/06/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elaine Jureidini Varona | 4194198 | 2 | 05/23/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry Huang | 4651237 | 1 | 03/24/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Norman Lamont Dunbar | 1446196 | 4 | 02/21/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |