Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jessica Kobrin | 5841290 | 1 | 03/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel J Charlier | 3104464 | 25 | 03/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Coute | 5711259 | 1 | 12/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leslie Efrem Hardley | 2632321 | 3 | 10/10/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jarrod Bruce Hendricks | 3106404 | 5 | 09/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Scinto | 1922240 | 5 | 08/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Bruner | 5637623 | 3 | 06/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Scinto | 1922240 | 5 | 05/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Judah | 3071695 | 1 | 04/18/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis P Tom | 1368134 | 5 | 03/29/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |