Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Bryant Stokes | 1932909 | 2 | 10/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Levitan | 2684478 | 15 | 10/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Levitan | 2684478 | 15 | 10/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Levitan | 2684478 | 15 | 10/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Levitan | 2684478 | 15 | 10/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Levitan | 2684478 | 15 | 10/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Levitan | 2684478 | 15 | 10/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelsy Maruyama | 7510373 | 1 | 09/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Nash | 5410794 | 6 | 08/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sairy Alejandra Hawley | 5740669 | 3 | 07/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |