Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lucinda D Alcott | 1658629 | 3 | 12/07/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Elena de Molina | 5696176 | 10 | 11/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Ragadi Sucab | 6172106 | 3 | 11/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramiro A Gomez | 6476578 | 7 | 10/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Frierson | 5091966 | 3 | 10/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pedro Sacbibit Magno | 6773565 | 7 | 09/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ross William Bergeron | 7479008 | 1 | 09/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramiro A Gomez | 6476578 | 7 | 08/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pedro Sacbibit Magno | 6773565 | 7 | 08/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gene Coppa | 5975624 | 6 | 08/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |