Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edna Balido Reyes | 6150775 | 2 | 09/10/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia Barbara Frunzi | 5137280 | 6 | 09/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly A. Grandinetti | 4926927 | 1 | 08/30/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresita Yoma Fontanilla | 3254406 | 1 | 08/21/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Del Carmen Munoz | 5252912 | 3 | 08/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Ann Essling | 7453924 | 1 | 08/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clotilde Martinez Bigornia | 3046895 | 2 | 07/17/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vicki Landry | 6396238 | 2 | 06/28/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristeen D Khountham | 2093140 | 1 | 06/13/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas E Drennan | 4615216 | 4 | 05/29/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |