Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yolinda Pirote Bengco | 2885408 | 2 | 01/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philandieus Bryant | 6998319 | 1 | 01/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Kent Nicolls | 4036950 | 3 | 01/02/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Franco Reyes Comodero | 6908008 | 1 | 12/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarrod Bruce Hendricks | 3106404 | 6 | 12/22/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cam Thy Levitan | 5262571 | 1 | 12/11/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francis Franco | 5813404 | 2 | 12/03/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vicki Landry | 6396238 | 2 | 11/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Bruner | 5637623 | 4 | 11/06/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Richard Coyer | 2942832 | 2 | 11/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |