Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Duke Turner | 4531215 | 5 | 01/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Glen Byers | 1530369 | 1 | 01/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Christopher Mills | 4037700 | 5 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Willard Lance Scott | 2583080 | 1 | 11/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Toon Fuhtrakoon | 6633259 | 3 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Del Carmen Munoz | 5252912 | 3 | 11/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Kent Nicolls | 4036950 | 3 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Henry C Balanza | 4623951 | 1 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ahmed Karamali | 5785545 | 2 | 09/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Williamson | 6591934 | 2 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |