Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emmanuel Carlo Remigio | 5995049 | 2 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Keith Paul | 5198124 | 2 | 06/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Keith Paul | 5198124 | 2 | 06/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Evan Hernandez | 4660168 | 1 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Santos | 4401954 | 4 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Santos | 4401954 | 4 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Santos | 4401954 | 4 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Santos | 4401954 | 4 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Pitpitan Bugay | 6283402 | 1 | 04/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Gonzalez | 7254624 | 1 | 04/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |