Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Anthony Wittig | 6445191 | 4 | 06/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacey T Kruse | 2856434 | 1 | 05/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elena de Molina | 5696176 | 10 | 05/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emilio Garcia | 5077462 | 6 | 05/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Antonio Rivera Lopez | 6413773 | 2 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Antonio Rivera Lopez | 6413773 | 2 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shahnaz Mokhtari | 4270263 | 2 | 03/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clarissia Novell Skinner | 7350519 | 4 | 03/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clarissia Novell Skinner | 7350519 | 4 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clarissia Novell Skinner | 7350519 | 4 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |