Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sairy Alejandra Hawley | 5740669 | 3 | 07/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sairy Alejandra Hawley | 5740669 | 3 | 07/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ana Liza Maningas | 7585042 | 1 | 07/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Nash | 5410794 | 6 | 07/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arvin Aledia | 7701921 | 1 | 06/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Douglas Williams | 5841491 | 5 | 05/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emilio Garcia | 5077462 | 6 | 04/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elena de Molina | 5696176 | 10 | 03/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Neil Schiavo | 6650063 | 3 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edna Balido Reyes | 6150775 | 1 | 02/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |