Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Michael Levitan | 2684478 | 15 | 03/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anna Rinos | 7562926 | 4 | 02/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lucinda D Alcott | 1658629 | 3 | 02/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anna Rinos | 7562926 | 4 | 02/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Levitan | 2684478 | 15 | 02/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Levitan | 2684478 | 15 | 01/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ladislao Jorge Kalmar | 5151448 | 1 | 01/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Sabu Pattarettu | 5276711 | 1 | 12/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Pacheco | 4485772 | 2 | 11/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carol Tafoya-Pimentel | 5134769 | 1 | 11/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |