Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Angie Tzou | 7466372 | 2 | 08/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Jay Bundy | 4750750 | 3 | 08/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isaac Raphael Norman | 7287180 | 1 | 06/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Nathan Garcia | 7559726 | 2 | 06/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pedro Sacbibit Magno | 6773565 | 7 | 05/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrian Laertes Goram | 7575962 | 4 | 05/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jjean-Claude Valdez Baldivino | 6743051 | 4 | 04/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jjean-Claude Valdez Baldivino | 6743051 | 4 | 04/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Violeta Ramos Sotelo | 7508232 | 1 | 04/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gene Coppa | 5975624 | 6 | 04/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |