Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Financial Advisors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hong Tan Nguyen | 4246199 | 1 | 04/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Attila Zsigmond | 4177498 | 3 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pedro Sacbibit Magno | 6773565 | 7 | 03/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vicki H Stamps | 4603017 | 2 | 03/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brooks Louis Sternberg | 4358859 | 3 | 02/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Blake Northup Jordan | 4390380 | 1 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sergio I Xula | 4919754 | 1 | 02/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Conrado Delacruz | 4684037 | 1 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victor Nelson Lee | 1157658 | 2 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Jeffrey Hagen | 4439209 | 2 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |